Job Overview

Apply now An award winning wealth management group is looking for a Business Risk Manager to join their office based compliance team in Fareham. You will have Compliance experience gained within the wealth management/IFA sector and be nearing Level 4 Diploma qualified or have achieved this already. The Business Risk Manager's role is to provide specialist support in the management and mitigation of risk to the Business, notably Partners, the Head of Business and his development team. Responsibilities include: Provide desk based risk management and consultancy to the Business.Ensures safe growth of our business by providing quality control risk review.Implements corporate policy regarding regulatory requirements to identify and manage the key risks within the Business.Supports in the quality of advice provided by the Partnership by acting on business feedback to ensure that the company is meeting the FCA's TCF Outcome 4 Please quote (42383) when calling Alexander Lloyd. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance/ File Review, AML/KYC etc across the entire financial services sector including investments, banking and insurance. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions. Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.

Key Requirements

risk compliance T&C wealth management